Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oakhurst Financial Services Limited
FRN 995291
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 8 Jan 2024)
- SMF16 Compliance Oversight (since 8 Jan 2024)
- Responsible for Insurance Distribution (since 8 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
- [FCA CF] Client dealing (since 8 Jan 2024)
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Mortgage Next Network Limited
FRN 300866
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF7 Sole Trader (AR) (31 Oct 2004 to 31 Jan 2007)
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- Appointed representative dealing with clients for which they require qualification (16 Aug 2022 to 14 Dec 2022)
- [FCA CF] Functions requiring qualifications (16 Aug 2022 to 26 May 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2024)
- CF30 Customer (1 Nov 2007 to 2 Jan 2024)
- CF1 Director (AR) (25 Jul 2003 to 2 Jan 2024)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2022)
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- CF30 Customer (22 May 2015 to 8 Nov 2023)
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- Employed By (14 May 2015 to 2 Jan 2024)
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- (1)Employed By (31 Oct 2004 to 31 Jan 2007)
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- (1)Employed By (25 Jul 2003 to 2 Jan 2024)
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- Employed By (1 Dec 2001 to 9 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.