Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THROGMORTON PRIVATE CAPITAL LIMITED
FRN 431157
- Director of firm who is not a certification employee or a SMF manager (since 19 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Sep 2025)
- CF11 Money Laundering Reporting (11 Mar 2015 to 8 Dec 2019)
- CF1 Director (1 Jun 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.