Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 30 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (10 May 2010 to 31 Aug 2023)
    • (2)Employed By (since 16 Nov 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (15 Nov 2005 to 15 Aug 2006)
    • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 7 Aug 2006)
  • City Financial Associates (no longer approved here)

    FRN 215366

    • Employed By (15 Nov 2005 to 15 Aug 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 15 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.