Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bristol & West Investments Plc
FRN 310199
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 1 Nov 2016)
- CF3 Chief Executive (15 Feb 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Feb 2010 to 8 Dec 2019)
- CF28 Systems and controls (15 Feb 2010 to 8 Dec 2019)
- CF1 Director (15 Feb 2010 to 8 Dec 2019)
- CF2 Non Executive Director (19 Jan 2007 to 1 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.