Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF2 Non Executive Director (24 Aug 2015 to 2 Jul 2018)
    • CF10a CASS Oversight function (13 Jun 2013 to 8 Apr 2014)
    • CF1 Director (5 Dec 2005 to 24 Aug 2015)
    • CF3 Chief Executive (5 Dec 2005 to 24 Aug 2015)
    • CF8 Apportionment and Oversight (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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