Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jun 2023)
    • CF1 Director (AR) (20 Aug 2009 to 25 Nov 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (19 Oct 2012 to 13 Dec 2013)
  • Charles Derby Advisers Ltd (no longer approved here)

    FRN 589325

    • Employed By (19 Oct 2012 to 13 Dec 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (20 Aug 2009 to 25 Nov 2020)
    • CF22 Investment Adviser (Trainee) (30 May 2007 to 20 Sep 2007)
  • Charles Derby Wealth Ltd (no longer approved here)

    FRN 505189

    • Employed By (20 Aug 2009 to 25 Nov 2020)
  • Frazers Ltd (no longer approved here)

    FRN 190525

    • (5)Employed By (19 Jun 2003 to 27 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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