Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Significant management (since 27 Apr 2021)
- [FCA CF] Material risk taker (since 27 Apr 2021)
- CF10a CASS Oversight function (16 Nov 2012 to 29 Apr 2018)
- CF29 Significant management (16 Nov 2012 to 19 Oct 2015)
- CF1 Director (16 Nov 2012 to 29 Apr 2018)
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AXA Investment Managers GS Limited
FRN 188523
- [FCA CF] Material risk taker (since 27 Apr 2021)
- [FCA CF] Significant management (since 27 Apr 2021)
- CF10a CASS Oversight function (16 Nov 2012 to 22 Jul 2015)
- CF29 Significant management (16 Nov 2012 to 19 Oct 2015)
- CF1 Director (16 Nov 2012 to 29 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.