Pascal Richard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 31 Mar 2022)
    • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Material risk taker (26 May 2020 to 28 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 May 2020 to 28 Oct 2020)
    • [FCA CF] Manager of certification employee (26 May 2020 to 17 Mar 2022)
    • [FCA CF] Client dealing (15 May 2019 to 14 May 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (17 Nov 2016 to 19 Mar 2019)
    • [FCA CF] Manager of certification employee (17 Nov 2016 to 13 May 2019)
    • [FCA CF] Material risk taker (17 Nov 2016 to 13 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2016 to 13 May 2019)
    • CF30 Customer (19 Mar 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (17 Nov 2016 to 13 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2016 to 13 May 2019)
    • [FCA CF] Client dealing (17 Nov 2016 to 19 Mar 2019)
    • [FCA CF] Manager of certification employee (17 Nov 2016 to 13 May 2019)
    • CF30 Customer (19 Mar 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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