Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Aug 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (25 Jul 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Feb 2004 to 13 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.