Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Material risk taker (since 1 Aug 2017)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2017)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- CF30 Customer (25 Jul 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (18 Feb 2004 to 13 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.