Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2019)
- [FCA CF] Manager of certification employee (22 Jan 2019 to 5 Nov 2020)
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 12 Oct 2016)
- [FCA CF] Manager of certification employee (since 12 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2016)
- CF30 Customer (3 Dec 2007 to 6 Mar 2016)
- CF26 Customer Trading (22 Jun 2007 to 22 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.