Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (24 Jan 2014 to 6 Dec 2016)
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- CF1 Director (24 Jan 2014 to 6 Dec 2016)
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- CF2 Non Executive Director (18 Nov 2011 to 13 Aug 2014)
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- CF3 Chief Executive (7 Oct 2011 to 14 Nov 2016)
- CF29 Significant management (11 Jul 2011 to 11 Oct 2011)
- CF30 Customer (1 Nov 2007 to 14 Nov 2016)
- CF1 Director (15 Apr 2005 to 1 Jun 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.