Pascal David Chiknagi

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DWS Investments UK Limited
FRN 429806
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2019 to 8 Dec 2019)
DWS Alternatives Global Limited (no longer approved here)
FRN 458997
- [FCA CF] Client dealing (2 Jan 2020 to 21 Aug 2020)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (20 May 2014 to 7 Mar 2016)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (20 May 2014 to 7 Mar 2016)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (1 Nov 2007 to 1 Aug 2013)
- CF27 Investment Management (21 Dec 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.