Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (10 Sep 2018 to 6 Mar 2020)
    • [FCA CF] Manager of certification employee (10 Sep 2018 to 6 Mar 2020)
    • [FCA CF] Material risk taker (10 Sep 2018 to 6 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF21 Investment Adviser (11 May 2004 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (10 Sep 2018 to 6 Mar 2020)
    • [FCA CF] Client dealing (10 Sep 2018 to 6 Mar 2020)
    • [FCA CF] Manager of certification employee (10 Sep 2018 to 6 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.