Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 23 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (13 Dec 2016 to 15 May 2019)
    • (4)Employed By (since 23 Dec 2021)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (24)Employed By (13 Dec 2016 to 15 May 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Sep 2011 to 8 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Stow Wealth Management Ltd

  2. controlled function added: (4)Employed By at Stow Wealth Management Ltd