Parminder Kaur Kaul

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakmount Financial Services Ltd

    FRN 798928

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 15 Jun 2018)
    • Responsible for Insurance Mediation (15 Jun 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (15 Jun 2018 to 8 Dec 2019)
    • CF1 Director (15 Jun 2018 to 8 Dec 2019)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (21 Jul 2009 to 16 Apr 2010)
  • Mortgage Saints Ltd (no longer approved here)

    FRN 414057

    • (2)Employed By (21 Jul 2009 to 16 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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