Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Algorithmic trading (6 Jun 2022 to 5 Nov 2025)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Algorithmic trading (7 Mar 2016 to 1 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Feb 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Mar 2015 to 5 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.