Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 27 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2016)
    • [FCA CF] Manager of certification employee (27 Oct 2016 to 6 Mar 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 9 Sep 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.