Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 11 Feb 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 30 Jun 2020)
- [FCA CF] Client dealing (since 20 Feb 2020)
- [FCA CF] Client dealing (21 Nov 2017 to 19 Feb 2020)
- CF30 Customer (24 Jun 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.