Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Jun 2021 to 16 Dec 2025)
    • CF30 Customer (16 Sep 2010 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Jun 2021 to 16 Dec 2025)
    • CF30 Customer (16 Sep 2010 to 6 Mar 2016)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
    • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 31 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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