Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (26 Feb 2020 to 25 Oct 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
- CF10 Compliance Oversight (6 May 2016 to 5 Aug 2016)
- CF1 Director (8 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.