Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ShadowFall Capital & Research LLP (no longer approved here)

    FRN 782080

    • CF4 Partner (12 Oct 2017 to 11 Jun 2018)
    • CF30 Customer (12 Oct 2017 to 11 Jun 2018)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (3 Aug 2012 to 11 May 2017)
    • CF21 Investment Adviser (8 Apr 2005 to 13 Apr 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
    • CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.