Paolo Alessandro Rushing

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (1 Oct 2018 to 30 Jan 2020)
    • [FCA CF] Material risk taker (6 Jul 2017 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (6 Jul 2017 to 30 Jan 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (6 Jul 2017 to 29 Jul 2021)
    • [FCA CF] Material risk taker (9 May 2017 to 29 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jul 2021)
    • CF30 Customer (2 Jun 2008 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 11 Mar 2016)
    • CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.