Pansy James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Client dealing (9 Sep 2019 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 16 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (11 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 11 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.