Pankaj Patel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • [FCA CF] Significant management (1 Dec 2021 to 31 Mar 2025)
    • [FCA CF] Material risk taker (1 Dec 2021 to 31 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2021 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2021 to 31 Mar 2025)
    • CF30 Customer (11 Dec 2013 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 Nov 2012 to 1 Nov 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Apr 2011)
    • CF24 Pension Transfer Specialist (25 Feb 2005 to 31 Oct 2007)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • CF24 Pension Transfer Specialist (9 Aug 2004 to 31 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.