Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 21 Jul 2025)
- [FCA CF] Manager of certification employee (since 21 Jul 2025)
- [FCA CF] Material risk taker (21 Jul 2025 to 6 Mar 2026)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 21 Jul 2025)
- [FCA CF] Client dealing (since 21 Jul 2025)
- [FCA CF] Material risk taker (21 Jul 2025 to 6 Mar 2026)
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- [FCA CF] Algorithmic trading (9 Jan 2023 to 1 Feb 2024)
- [FCA CF] Client dealing (9 Jan 2023 to 1 Feb 2024)
- [FCA CF] Manager of certification employee (9 Jan 2023 to 1 Feb 2024)
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- [FCA CF] Client dealing (1 May 2020 to 21 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.