Pankaj Bakhshi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Manager of certification employee (13 Mar 2023 to 10 Feb 2025)
- [FCA CF] Client dealing (20 Jun 2018 to 1 Jun 2025)
- CF30 Customer (16 Jul 2015 to 6 Mar 2016)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- [FCA CF] Client dealing (11 Feb 2022 to 27 Oct 2022)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (20 Jun 2018 to 27 Oct 2022)
- CF30 Customer (16 Jul 2015 to 6 Mar 2016)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- [FCA CF] Client dealing (20 Jun 2018 to 4 Jul 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.