Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 19 Dec 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (3 Jan 2020 to 18 Dec 2022)
    • [FCA CF] Significant management (1 Apr 2019 to 3 Jan 2020)
    • [FCA CF] Client dealing (1 Apr 2019 to 3 Jan 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2019 to 3 Jan 2020)
    • [FCA CF] Material risk taker (1 Apr 2019 to 3 Jan 2020)
    • CF29 Significant management (28 Jan 2010 to 6 Mar 2016)
    • CF30 Customer (25 Sep 2009 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (1 Nov 2007 to 3 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.