Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- SMF3 Executive Director (since 19 Dec 2022)
- SMF21 EEA Branch Senior Manager (EBSM) (3 Jan 2020 to 18 Dec 2022)
- [FCA CF] Significant management (1 Apr 2019 to 3 Jan 2020)
- [FCA CF] Client dealing (1 Apr 2019 to 3 Jan 2020)
- [FCA CF] Manager of certification employee (1 Apr 2019 to 3 Jan 2020)
- [FCA CF] Material risk taker (1 Apr 2019 to 3 Jan 2020)
- CF29 Significant management (28 Jan 2010 to 6 Mar 2016)
- CF30 Customer (25 Sep 2009 to 6 Mar 2016)
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- CF29 Significant management (1 Nov 2007 to 3 Jul 2009)
- CF30 Customer (1 Nov 2007 to 3 Jul 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (4 May 2007 to 31 Oct 2007)
- CF21 Investment Adviser (5 Feb 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.