Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 19 Dec 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (9 Jan 2020 to 18 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jan 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.