Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (24 Oct 2022 to 12 Sep 2024)
- [FCA CF] Proprietary trader (13 May 2021 to 12 Sep 2024)
- [FCA CF] Client dealing (5 Dec 2017 to 12 Sep 2024)
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- CF30 Customer (2 Aug 2010 to 30 Mar 2011)
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- CF30 Customer (24 Sep 2008 to 30 Jul 2010)
- CF26 Customer Trading (2 Apr 2007 to 4 Jun 2007)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2008)
- CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2008)
- CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.