Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2022)
    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • Ten Insurance Services Limited (no longer approved here)

    FRN 314593

    • CF1 Director (AR) (17 May 2024 to 27 Oct 2025)
  • Swift GI Limited (no longer approved here)

    FRN 1014211

    • Employed By (17 May 2024 to 27 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.