Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Nov 2020 to 3 Dec 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2020)
- SMF3 Executive Director (9 Dec 2019 to 23 Nov 2022)
- CF10 Compliance Oversight (9 Sep 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 23 Nov 2022)
- Responsibility for MCD Intermediation (21 Mar 2016 to 23 Nov 2022)
- Responsible for Insurance Mediation (10 Jul 2014 to 30 Sep 2018)
- CF1 Director (2 Apr 2007 to 8 Dec 2019)
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- CF1 Director (6 Jan 2004 to 6 Jan 2004)
- CF21 Investment Adviser (6 Jan 2004 to 1 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.