Pamela Susan Wager

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (8 Oct 2009 to 30 Mar 2010)
- CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (118)Employed By (8 Oct 2009 to 30 Mar 2010)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (15 Jul 2008 to 2 Mar 2009)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (96)Employed By (15 Jul 2008 to 2 Mar 2009)
Alpha Financial Associates Ltd (no longer approved here)
FRN 210135
- (16)Employed By (18 Jun 2007 to 25 Jul 2008)
Susan Fleck Associates (2079) (no longer approved here)
FRN 183131
- (1)Employed By (24 Feb 2003 to 31 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.