Pamela Mildred Murphy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Taylormade Financial Planning LLP

    FRN 535867

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 May 2011 to 17 Dec 2013)
    • CF30 Customer (12 May 2011 to 8 Dec 2019)
    • CF4 Partner (12 May 2011 to 8 Dec 2019)
  • Taylormade Financial Solutions Ltd (no longer approved here)

    FRN 200332

    • (3)Employed By (23 Feb 2006 to 11 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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