Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 25 Aug 2022)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (18 Aug 2020 to 7 Oct 2021)
    • CF30 Customer (18 Aug 2020 to 26 Aug 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Aug 2022)
  • HQ Financial Planning Limited (no longer approved here)

    FRN 931085

    • (1)Employed By (18 Aug 2020 to 26 Aug 2022)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • CF30 Customer (24 Nov 2011 to 1 Nov 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (6 Oct 2009 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Jun 2007 to 19 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.