Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2022)
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- CF1 Director (AR) (18 Aug 2020 to 7 Oct 2021)
- CF30 Customer (18 Aug 2020 to 26 Aug 2022)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Aug 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Aug 2022)
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- (1)Employed By (18 Aug 2020 to 26 Aug 2022)
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- CF30 Customer (24 Nov 2011 to 1 Nov 2013)
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- Employed By (6 Oct 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Jun 2007 to 19 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.