Pamela Anne Lyons

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 8 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2024)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Manager of certification employee (16 Nov 2020 to 5 Aug 2024)
    • [FCA CF] Client dealing (16 Nov 2020 to 5 Aug 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 5 Aug 2024)
    • CF1 Director (1 Jun 2012 to 1 Nov 2012)
    • CF30 Customer (12 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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