Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2021)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • SMF18 Other Overall Responsibility (24 Jun 2016 to 17 Dec 2018)
    • CF28 Systems and controls (17 Sep 2015 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 17 Sep 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2006 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (5 Jul 2004 to 31 Oct 2007)
    • CF15 Internal Audit (15 Feb 2002 to 6 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.