Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2021)
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- SMF18 Other Overall Responsibility (24 Jun 2016 to 17 Dec 2018)
- CF28 Systems and controls (17 Sep 2015 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 17 Sep 2015)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2006 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (5 Jul 2004 to 31 Oct 2007)
- CF15 Internal Audit (15 Feb 2002 to 6 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.