Pallav Dilipkumar Vasa

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP

    FRN 504390

    • [FCA CF] Client dealing (since 17 Jul 2025)
    • [FCA CF] Material risk taker (since 17 Jul 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (24 Jul 2023 to 8 Apr 2025)
    • [FCA CF] Client dealing (10 Jun 2022 to 8 Apr 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (24 Sep 2021 to 26 Apr 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (18 Dec 2020 to 26 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 26 Apr 2022)
    • [FCA CF] Client dealing (23 Sep 2019 to 26 Apr 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (27 Jan 2020 to 26 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 26 Apr 2022)
    • [FCA CF] Client dealing (23 Sep 2019 to 26 Apr 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (2 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.