Pakesh Shudar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)
FRN 149240
- [FCA CF] Client dealing (25 Oct 2024 to 22 Jan 2025)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (17 May 2023 to 25 Oct 2024)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (586)[FCA CF] Client dealing (10 Mar 2022 to 24 Feb 2023)
Commerzbank AG (no longer approved here)
FRN 124920
- [FCA CF] Client dealing (15 Jun 2020 to 15 Oct 2021)
Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Client dealing (8 Nov 2017 to 22 May 2020)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (586)[FCA CF] Client dealing at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.