Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (29 Feb 2012 to 16 Nov 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 1 Mar 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Jul 2003 to 12 Jul 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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