Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 2 Jan 2026)
-
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 23 Dec 2025)
-
- Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 8 Mar 2024)
-
- CF30 Customer (5 Mar 2010 to 25 May 2010)
-
- (239)Employed By (5 Mar 2010 to 25 May 2010)
-
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.