Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jun 2018)
    • [FCA CF] Material risk taker (since 25 Jun 2018)
    • [FCA CF] Client dealing (since 14 Nov 2016)
    • CF30 Customer (18 Feb 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 8 Jun 2021)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 14 Nov 2016)
    • CF30 Customer (2 Mar 2015 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 8 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 14 Nov 2016)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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