Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF27 Partner (9 Dec 2019 to 14 Aug 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2023)
- CF30 Customer (1 Dec 2017 to 8 Dec 2019)
- CF4 Partner (1 Dec 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
-
- CF30 Customer (3 Feb 2014 to 2 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.