Owen Walters

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (24 Apr 2023 to 29 Apr 2025)
    • [FCA CF] Manager of certification employee (24 Apr 2023 to 29 Apr 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (24 Apr 2023 to 29 Apr 2025)
    • [FCA CF] Client dealing (24 Apr 2023 to 29 Apr 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (7 Sep 2021 to 6 Dec 2021)
    • [FCA CF] Client dealing (5 Nov 2020 to 6 Dec 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
    • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2021)
    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2021)
    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.