Owen Trotter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Key Capital Partners LLP

    FRN 453526

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] CASS oversight function (9 Dec 2020 to 3 May 2022)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 3 May 2022)
    • CF11 Money Laundering Reporting (29 May 2015 to 11 Mar 2016)
    • CF3 Chief Executive (1 Mar 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2007 to 11 Sep 2012)
    • CF4 Partner (3 Oct 2006 to 8 Dec 2019)
    • CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
  • Baird Capital Partners Europe Limited (no longer approved here)

    FRN 150154

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.