Owen Thomas Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2020)
    • CF1 Director (AR) (since 20 Nov 2020)
    • CF30 Customer (since 20 Nov 2020)
    • [FCA CF] Client dealing (since 20 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2020)
  • ROCKWEALTH LEAMINGTON LIMITED

    FRN 930319

    • (3)Employed By (since 20 Nov 2020)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Dec 2020)
    • CF30 Customer (6 Feb 2018 to 2 Dec 2020)
  • Beaufort Wealth Management Ltd (no longer approved here)

    FRN 469862

    • Employed By (6 Feb 2018 to 2 Dec 2020)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • CF30 Customer (12 Aug 2014 to 31 Dec 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Jan 2011 to 23 Jun 2011)
  • Warwick Road IFA Limited (no longer approved here)

    FRN 512450

    • Employed By (17 Jan 2011 to 23 Jun 2011)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (20 Jun 2008 to 4 Jun 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (3 Aug 2004 to 16 May 2006)
    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 3 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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