Owen Sekree

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 3-S Financial Management

    FRN 439768

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Nov 2005 to 25 Nov 2019)
    • CF4 Partner (28 Nov 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Nov 2005 to 31 Mar 2009)
    • CF3 Chief Executive (28 Nov 2005 to 18 Oct 2019)
    • Responsible for Insurance Mediation (28 Nov 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (28 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Nov 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Nov 2005 to 25 Nov 2019)
  • Pension & Investment Advisers (no longer approved here)

    FRN 153060

    • (3)Employed By (15 Jan 1999 to 4 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.