Owain Benjamin Griffiths

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sona Asset Management (UK) LLP

    FRN 814191

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
    • CF4 Partner (7 Dec 2018 to 9 Oct 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (31 Aug 2016 to 31 Dec 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Aug 2008 to 10 Mar 2009)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (18 Aug 2008 to 10 Mar 2009)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (8 Jun 2004 to 26 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.