Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- SMF3 Executive Director (since 3 Mar 2025)
- SMF1 Chief Executive (since 3 Mar 2025)
- [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Mar 2025)
- CF30 Customer (14 Jul 2014 to 15 Jun 2017)
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AXA Investment Managers GS Limited
FRN 188523
- SMF1 Chief Executive (since 3 Mar 2025)
- SMF3 Executive Director (since 3 Mar 2025)
- [FCA CF] Significant management (9 Dec 2019 to 9 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Sep 2021)
- CF30 Customer (14 Jul 2014 to 15 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.