Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 11 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 26 May 2023)
- [FCA CF] Client dealing (since 10 Oct 2022)
- [FCA CF] Manager of certification employee (18 Oct 2023 to 25 Jul 2024)
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- [FCA CF] Material risk taker (31 May 2018 to 7 Jul 2022)
- [FCA CF] Manager of certification employee (26 May 2017 to 7 Jul 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 7 Jul 2022)
- CF30 Customer (14 Aug 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.