Osman Orhun Ozsan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 16 Apr 2018)
- CF3 Chief Executive (AR) (since 16 Apr 2018)
- CF30 Customer (since 16 Apr 2018)
Deuterium Investment Advisors Limited
FRN 804110
- Employed By (since 16 Apr 2018)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (18 Aug 2009 to 7 Apr 2010)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF21 Investment Adviser (11 Apr 2002 to 31 Oct 2007)
- CF26 Customer Trading (3 Apr 2002 to 11 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.